Legal Information and Disclosures
Disclosures
Section 01
Registered investment adviser status
SNC Wealth Management, LLC is a registered investment adviser. Registration as an investment adviser does not imply a certain level of skill or training. Instead, it indicates that the firm has met the registration requirements of the jurisdiction in which it maintains its registration.
As a registered investment adviser, SNC Wealth Management has a fiduciary duty to act in clients' best interests when providing investment advice. The firm maintains policies and procedures to identify and manage potential conflicts of interest.
Section 02
Fiduciary commitment
SNC Wealth Management is committed to acting in the best interests of its clients.
Recommendations are designed to align with a client's stated objectives, risk tolerance, and time horizon. The firm maintains policies and procedures that are intended to identify, disclose, and manage conflicts of interest.
Clients receive information about fees, services, and material conflicts of interest through the firm's Form ADV and other disclosure documents.
Section 03
Investment risk
Investing involves risk, including the possible loss of principal. There is no guarantee that any investment strategy will achieve its objectives or that any investment will be profitable.
Market conditions, interest rates, economic developments, and other factors may cause the value of investments and portfolios to fluctuate over time. Past performance is not a guarantee or reliable indicator of future results.
Section 04
Not an offer or recommendation
The information on this website is provided for informational purposes only. It should not be considered investment, legal, or tax advice, nor should it be interpreted as a recommendation or solicitation to buy or sell any security or to adopt any investment strategy.
Decisions about investments and financial planning should be made in consultation with a qualified professional who understands your individual circumstances.
Section 05
Third party websites
This website may contain links to third party websites or resources. These links are provided for convenience and informational purposes only. SNC Wealth Management does not control, endorse, or approve third party content and is not responsible for the accuracy or completeness of information on those sites.
Section 06
Access to Form ADV and other documents
Detailed information about SNC Wealth Management, including services, fees, conflicts of interest, and disciplinary history, is available in the firm's Form ADV.
Section 07
Intellectual property
Unless otherwise noted, content on this website, including text, graphics, logos, and design elements, is the property of SNC Wealth Management or is used with permission. Unauthorized use, reproduction, or distribution of content may violate copyright, trademark, or other laws.
Section 08
Privacy practices
SNC Wealth Management's commitment to protecting client privacy is described in the firm's privacy notice.
Section 09
Changes to legal information
The firm may revise the information on this page from time to time. Any updates become effective when they are posted. Clients are encouraged to review this page periodically for the most current information.
Disclosures:
This material reflects the opinions of SNC Wealth Management LLC ("SNC"), may contain forward-looking statements, and is subject to change without notice. It is provided for informational purposes only and should not be considered investment, legal, or tax advice, or a recommendation to buy or sell any securities.
Investing involves risk, including the possible loss of principal. Nothing contained herein should be relied upon as a guarantee or assurance of future results. Services described may not be suitable for all clients and are subject to the terms of each client agreement.
SNC is a New Jersey state-registered investment adviser. Registration does not imply a certain level of skill or training and does not constitute an endorsement by any regulatory authority.
Nothing on this website creates an advisory relationship, which is established only by written agreement with SNC.
We maintain administrative, technical, and physical safeguards designed to protect client information in accordance with applicable federal standards.
If you are a California resident, you have additional rights under the California Consumer Privacy Act ("CCPA"), as amended by the California Privacy Rights Act ("CPRA"). Please refer to our CCPA Privacy Notice for more information.
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